Fiduciary Statement
What is a fiduciary?
Fiduciaries are generally those individuals or entities who manage an employee benefit plan and its assets. ... Using discretion in administering and managing a plan or controlling the plan's assets makes that person a fiduciary to the extent of that discretion or control.
Our Commitment and ADV
Form ADV Part 2B Brochure Supplement
Jonathan J Bebe
Is an investment adviser registered with: Resources, a OneDigital company
11101 Switzer Rd.
Overland Park, KS 66210 (913) 338‐5300 and associated with
3311 SE 56th Ave.
Portland, OR 97206
(503) 358-8931
December 1, 2021
This Brochure Supplement provides information about Jon Bebe that supplements the Resources Investment Advisors, LLC. (“Resources”) Brochure which you should have received. Please contact us at (913) 338‐5300 if you did not receive the Resources Brochure or if you have any questions about it or the contents of this supplement.
Additional information about Mr. Bebe is available on the SEC’s website at www.adviserinfo.sec.gov.
Item 2 Educational Background and Business Experience
Year of Birth: 1974
Formal Education after High School:
· Portland State University, MS in Counseling (2007)
· Willamette University, BS in Psychology (1997)
Business Background for Previous Five Years:
• Resources Investment Advisors, LLC. – Investment Adviser Representative, 02/2019 to
Present
• Retirement Benefits Group – Investment Adviser Representative, 02/2019 to Present
· Collaborative Financial Group – Founder, 03/2017 to Present
· Independent Financial Group – Investment Adviser, 02/2017 to 12/2017
· AXA Advisors – Financial Professional, 06/2015 to 02/2017
· YaY Wallet – Creative Development and Marketing, 02/2014 to 01/2015
License/Exams:
FINRA Series 6 (inactive; 2015), 63 (inactive; 2015), and 65 – test completion only
Item 3 Disciplinary Information
Mr. Bebe is currently not subject to, nor has ever been subject to, any legal or disciplinary events of a material nature.
Item 4 Other Business Activities
Mr. Bebe is 100% owner of Collaborative Financial Group, LLC.
Item 5 Additional Compensation
Mr. Bebe does not receive any economic benefits, sales awards, or other compensation in connection with providing advisory services to clients, other than the advisory fees paid to him.
Item 6 Supervision
Mr. Bebe is supervised by Phillip J. Troyer, Resources’ Chief Compliance Officer, for any investment advice he provides through Resources. Mr. Troyer can be reached at 913‐338‐5300. In addition, Resources’ Investment Committee provides oversight of the general strategies used in client accounts.